What You Need for the Application

What You Need - Application

In addition to your name, address and phone number, you will need the following information to complete the Non-Professional Advisor Account Application:

Individual	Partnership, Corporation, Limited Liability Company and Unincorporated Business Everything from Individual column plus the following:
US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). Your employer name, address and phone number. Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits. Estimated Net Worth (excluding value of residence). Estimated Liquid Net Worth (excluding value of residence). Annual Net Income. Total Assets.	Entity's Tax or Government-Issued Identification Number. US Tax Classification (Partnership, Corporation, Disregarded Entity). Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). For each 10% or greater shareholder: Name Date of birth Address Phone Country of Citizenship or formation if entity Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

What You Need - Documents (Non-Professional Advisor Applicants in the US)

In addition to the information that you will need to complete the Non-Professional Advisor account application, you will be asked to provide the documents listed below.

Jump to a section:

US Residents
Organization, Non-Professional Advisor
Non-Professional Advisor Clients

US Residents

Document Category	Acceptable Documents (only one document per category is needed)
Proof of your identity and date of birth	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport Driver's License National ID Card Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)
Proof of your address	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old

Organization, Non-Professional Advisor

Document Category	Acceptable Documents (only one document per category is needed)
Proof of your firm's existence	The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. Articles of incorporation; Business License; Certificate of Good Standing from the Jurisdiction of Incorporation; Company Charter; Bylaws; Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of your firm's address .	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old
Proof of the IDENTITY of each individual or entity that has an ownership of 10% or more in the Non-Professional Advisor organization	If the Owner is an Individual: The document should be a valid document that clearly states the name and DOB and is not in an editable format Passport Driver's License National ID Card Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.) If the Owner is an Entity: The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. Government-Issued Business License Government-Issued Certificate of Good Standing from the Jurisdiction of Incorporation Company Charter Bylaws Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of the ADDRESS of each individual or entity that has an ownership interest of 10% or more in the Non-Professional Advisor organization	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old
Proof of the identity of the Non-Professional Advisor's Authorized Trader	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport Driver's License National ID Card Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)
Proof of the residential address of the Non-Professional Advisor's Authorized Trader	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old
Other Financial Institution Account Statement* *This requirement applies only to organizations and trusts that have been formed in or are located in countries that are not full members of the Financial Action Task Force (see http://www.fatf-gafi.org).	The document should clearly state the name of the firm and be less than 12 months old. Bank Statement Broker Statement Mortgage Statement Loan Statement

Non-Professional Advisor Clients

For each of its clients, the Non-Professional Advisor should submit:

If the client is an individual, (US)

Document Category	Acceptable Documents (only one document per category is needed)
Proof of identity	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport; Driver's License; National ID Card; Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)
Proof of address	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old

If the client is an organization, (US)

Document Category	Acceptable Documents (only one document per category is needed)
Proof of the firm's existence	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Articles of incorporation; Business License; Certificate of Good Standing from the Jurisdiction of Incorporation; Company Charter; Bylaws; Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of your firm's address.	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old
Proof of the IDENTITY of each individual or entity that has an ownership of 10% or more in the Family Office organization.	If the Owner is an Individual: The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport Driver’s License National ID Card Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.) If the Owner is an Entity: The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. Articles of incorporation Business License Certificate of Good Standing from the Jurisdiction of Incorporation Company Charter Bylaws Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of the ADDRESS of each individual or entity that has an ownership interest of 10% or more in the Family Office organization.	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner’s or Renter’s Policy Documents or Riders Current Bill for Homeowner’s or Renter’s Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices). *Document should be less than 12 months old
Proof of the identity of the Family Offices' Authorized Trader	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport Driver's License National ID Card Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)
Proof of the residential address of the Family Offices' Authorized Trader	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner’s or Renter’s Policy Documents or Riders Current Bill for Homeowner’s or Renter’s Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices). *Document should be less than 12 months old
Other Financial Institution Account Statement* *This requirement applies only to organizations and trusts that have been formed or located in countries that are not full members of the Financial Action Task Force (see http://www.fatf-gafi.org).	The document should clearly state the name of the firm and be less than 12 months old. Bank Statement Broker Statement Mortgage Statement Loan Statement

You should submit one of the following for each of the officers of the organization that has the authority to sign for the organization (i.e.,, its Controlling Officer, Treasurer and/or Secretary:

Document Category	Acceptable Documents (only one document per category is needed)
Proof of identity	The document should be a valid document that clearly states the name and DOB and is not in an editable format. Passport; Driver's License; National ID Card; Other Government-Issued ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.)

If the client is a trust, you should submit:

Document Category	Acceptable Documents (only one document per category is needed)
Proof of Trustee Certification	Trustee Certification Form;
Proof of ID for Trustee or Proof of Existence for Trustee (Required ONLY if US Trust – Not Revocable)	If the Trustee is an Individual: The document should be a valid document that clearly states the name and DOB and is not in an editable format Passport Driver's License National ID Card Other ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.) If the Trustee is an Entity: The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. Business License Certificate of Good Standing from the Jurisdiction of Incorporation Company Charter Bylaws Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of Trustee Address (Required ONLY if US Trust – Not Revocable)	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old.
Proof of ID for Grantor/Settlor or Proof of Existence for Grantor/Settlor (Required ONLY if US Trust – Revocable)	If the Grantor/Settlor is an Individual: The document should be a valid document that clearly states the name and DOB and is not in an editable format Passport Driver's License National ID Card Other ID Card (i.e., US State ID Card, Visa, Alien Registration ID Card, Green Card, etc.) If the Grantor/Settlor is an Entity: The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. The document must be a valid, final version that clearly states the name of the firm and is not in an editable format. Business License Certificate of Good Standing from the Jurisdiction of Incorporation Company Charter Bylaws Operating Agreement, Partnership Agreement, or LLC Agreement
Proof of Address for Grantor/Settlor (Required ONLY if US Trust – Revocable)	The document should clearly state the name and address and is not in an editable format. Mortgage Statement* Deed Other Evidence of Property Current Lease (Fully-Executed Copy) Utility Bill* Driver's License Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer* Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Current Homeowner's or Renter's Policy Documents or Riders Current Bill for Homeowner's or Renter's Insurance Policy* Security System Bill/Statement* Government-Issued Letters or Government-Issued Statements establishing current address. (i.e., Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; and/or Voter registration notices) *Document should be less than 12 months old.

What You Need - Funding

You can fund your account in any of the following currencies, regardless of which base currency you select:

Australian Dollar
British Pound
Canadian Dollar
Chinese Offshore Renminbi
Czech Koruna
Danish Krone
Euro
Hong Kong Dollar
Hungarian Forint
Indian Rupee (Available to customers with Interactive Brokers (India) Pvt. Ltd. accounts only)
Israeli Shekel
Japanese Yen
Mexican Peso
Norwegian Krone
New Zealand Dollar
Polish Zloty
Singapore Dollar
Swedish Krona
Swiss Franc
United States Dollar

During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.

Funding Method	What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer	Amount of intended deposit Bank Name Bank Account Number (optional)
Bank ACH Transfer from Your Bank	Amount of intended deposit Bank Name
Check	Amount of intended deposit Check Number Bank Routing Number Bank Account Number
Online Bill Payment	Amount of intended deposit Bank Name
Free of Payment (FOP)	Name of Third-Party Bank or Broker Third-Party Bank or Broker Account Number Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer CUSIP Number and Aggregate Face Value of each US Bond to transfer
Instruct IBKR to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are transferred.
Automatic Bank ACH Transfer	Bank Account Number Bank Account Type (Checking or Savings) Bank's 9-digit routing number
Automated Customer Account Transfer Service	Name of Third-Party Bank or Broker Third-Party Bank or Broker Account Number In addition, for partial ACATS transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer CUSIP Number and Aggregate Face Value of each US Bond to transfer Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer
Account Transfer on Notification (ATON)	Name of Third-Party Bank or Broker Third-Party Bank or Broker Account Number In addition, for partial ATON transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer
US Futures Asset Transfer	From your Interactive Brokers Account Application: Interactive Brokers Account ID User Name Account Title Address Social Security Number or Tax ID Number on Account Email Address. From the account to be transferred to your Interactive Brokers account: Name of Brokerage Firm Currently Holding Your Account Address City/State/Zip Account Owner Name(s) Account Number. In addition, for partial transfers: Description and quantity of each asset to be transferred.
European Asset Transfer	From your Interactive Brokers Account Application Interactive Brokers Account ID User Name Account Title Account Type Address Social Security Number or Tax ID Number on Account (US residents only). From the account to be transferred to your Interactive Brokers account: Name of Bank/Brokerage Firm Currently Holding Your Account Address City/State/Zip Name of Contact Person at Bank/Broker Account Owner Name(s) Account Number. For partial transfers: Symbol, Description, Quantity, and ISIN number of each asset to be transferred
Asian Asset Transfer	Summary and country of origin/exchange of each asset to transfer

What You Need - Application

In addition to your name, address and phone number, you will need the following information to complete the Non-Professional Advisor Account Application:

Individual	Partnership, Corporation, Limited Liability Company and Unincorporated Business Everything from Individual column plus the following:
US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). Your employer name, address and phone number. Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits. Estimated Net Worth (excluding value of residence). Estimated Liquid Net Worth (excluding value of residence). Annual Net Income. Total Assets.	Entity's Tax or Government-Issued Identification Number. US Tax Classification (Partnership, Corporation, Disregarded Entity). Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). For each 10% or greater shareholder: Name Date of birth Address Phone Country of Citizenship or formation if entity Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

What You Need – Documents (Non-Professional Advisor Applicants in Canada)

Non-Professional Advisor Accounts

Documents Required for Canadian Family Advisors

One Canadian dollar check made payable to Interactive Brokers Canada;
Customer Agreement;
Shareholders Communications Instruction Forms B & C;
Client Consent to Electronic Delivery of Documents;
Where applicable:
- Corporate Resolution;
- Articles of Incorporation;
- Partnership Resolution;
- Partnership Agreement.

What You Need - Funding

During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.

Funding Method	What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer	Amount of intended deposit; Bank Name; Bank Account Number (optional).
Bank ACH Transfer from Your Bank	Amount of intended deposit; Bank Name.
Online Bill Payment	Amount of intended deposit; Bank Name.
Free of Payment (FOP)	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number; Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; CUSIP Number and Aggregate Face Value of each US Bond to transfer.
Instruct IBKR to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are transferred.
Automatic Bank ACH Transfer	Bank Account Number; Bank Account Type (Checking or Savings); Bank's 9-digit routing number.
Automated Customer Account Transfer Service	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number. In addition, for partial ACATS transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; CUSIP Number and Aggregate Face Value of each US Bond to transfer; Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.
Account Transfer on Notification (ATON)	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number. In addition, for partial ATON transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.
US Futures Asset Transfer	From your Interactive Brokers Account Application: Interactive Brokers Account ID; User Name; Account Title; Address; Social Security Number or Tax ID Number on Account; Email Address. From the account to be transferred to your Interactive Brokers account: Name of Brokerage Firm Currently Holding Your Account; Address; City/State/Zip; Account Owner Name(s); Account Number. In addition, for partial transfers: Description and quantity of each asset to be transferred.
European Asset Transfer	From your Interactive Brokers Account Application Interactive Brokers Account ID; User Name; Account Title; Account Type; Address; Social Security Number or Tax ID Number on Account (US residents only). From the account to be transferred to your Interactive Brokers account: Name of Bank/Brokerage Firm Currently Holding Your Account; Address; City/State/Zip; Name of Contact Person at Bank/Broker; Account Owner Name(s); Account Number. For partial transfers: Symbol, Description, Quantity, and ISIN number of each asset to be transferred.
Asian Asset Transfer	Summary and country of origin/exchange of each asset to transfer.

What You Need - Application

In addition to your name, address and phone number, you will need the following information to complete the Non-Professional Advisor Account Application:

Individual	Partnership, Corporation, Limited Liability Company and Unincorporated Business Everything from Individual column plus the following:
US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). Your employer name, address and phone number. Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits. Estimated Net Worth (excluding value of residence). Estimated Liquid Net Worth (excluding value of residence). Annual Net Income. Total Assets.	Entity's Tax or Government-Issued Identification Number. US Tax Classification (Partnership, Corporation, Disregarded Entity). Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card). For each 10% or greater shareholder: Name Date of birth Address Phone Country of Citizenship or formation if entity Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).

What You Need – Documents (All Other Non-Professional Advisor Applicants)

Non-US Residents

Depending on your country of residence, you may be asked to provide the documents listed below.

Document Category	Acceptable Documents (only one document per category is needed)
Proof of your identity and date of birth The document must include your name, date of birth and a photograph and clearly state the identification number that you provided in your application.	Passport; National Identity Card; Driver's License; Alien Identification Card.
Proof of your address The document must clearly list the customer name and the address being verified.	Mortgage Statement, Deed or Other Evidence of Property; Current Lease; Utility Bill (less than 12 months old); Current Driver’s License But if you used driver’s license as proof of identity, then we are required to obtain a second, different document for proof of address (i.e., driver’s license cannot be used again); Bank Statement, Bank-Issued Credit Card Statement or Bank-Issued Debit Card Statement or Signed Letter from Bank-on-Bank Letterhead Confirming Address Customer and bank must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Statement must be less than 12 months old; Brokerage Statement from a U.S.-Registered Broker Dealer or Foreign Affiliate of a U.S.-Registered Broker Dealer Customer must be from a country that is a member of the Financial Action Task Force on Money Laundering (see http://www.fatf-gafi.org); Statement must be less than 12 months old; Current Homeowner’s or Renter’s Policy Documents or Riders Policy must be currently in effect; Bill for Homeowner’s or Renter’s Insurance Policy (less than 12 months old); Security System Bill/Statement (less than 12 months old); or Government-Issued Letters or Statements Establishing Current Address (less than 12 months old). Examples include: Tax Letters and notices; Letters or notices from government housing authorities; Jury duty notices; Voter registration notices; Other official government letters or notices showing customer name and address being verified. ADDITIONAL DOCUMENTS THAT CAN BE USED FOR MAINLAND CHINA ACCOUNTS ONLY: If you are unable to produce any of the above, you may instead provide the following as proof of an address in China: Copy of bank account passbook Must be issued in last 12 months or show some transaction in last 12 months; Mobile phone bill (less than 12 months old); Hukou showing current address.

What You Need - Funding

During the funding step in the account application, you will need to provide us with additional information, which varies depending on the funding method you choose.

Funding Method	What You Need
Deposit Notifications: Notifications only and do not actually transfer money or positions. If you select one of these deposit methods, you are responsible for initiating the actual transfer of funds.
Wire Transfer	Amount of intended deposit; Bank Name; Bank Account Number (optional).
Bank ACH Transfer from Your Bank	Amount of intended deposit; Bank Name.
Check	Amount of intended deposit; Check Number; Bank Routing Number; Bank Account Number.
Online Bill Payment	Amount of intended deposit; Bank Name.
Free of Payment (FOP)	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number; Symbol, Number of Shares, and Exchange (optional) of each Stock to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; CUSIP Number and Aggregate Face Value of each US Bond to transfer.
Instruct IBKR to contact your bank or broker to transfer funds and/or assets: If you select one of these methods, money and and/or positions are transferred.
Automatic Bank ACH Transfer	Bank Account Number; Bank Account Type (Checking or Savings); Bank's 9-digit routing number.
Automated Customer Account Transfer Service	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number. In addition, for partial ACATS transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or US Mutual Fund to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; CUSIP Number and Aggregate Face Value of each US Bond to transfer; Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option to transfer.
Account Transfer on Notification (ATON)	Name of Third-Party Bank or Broker; Third-Party Bank or Broker Account Number. In addition, for partial ATON transfers: Symbol, Number of Shares, and Exchange (optional) of each Stock and/or Canadian Stock to transfer; Symbol, Number of Shares, Strike (optional), Put/Call (optional), and Expiration Date (optional) of each Warrant to transfer; Underlying Symbol, Number of Contracts, Position (long or short), Strike, Put or Call, and Expiration Date of each Option and/or Canadian Option to transfer.
US Futures Asset Transfer	From your Interactive Brokers Account Application: Interactive Brokers Account ID; User Name; Account Title; Address; Social Security Number or Tax ID Number on Account; Email Address. From the account to be transferred to your Interactive Brokers account: Name of Brokerage Firm Currently Holding Your Account; Address; City/State/Zip; Account Owner Name(s); Account Number. In addition, for partial transfers: Description and quantity of each asset to be transferred.
European Asset Transfer	From your Interactive Brokers Account Application Interactive Brokers Account ID; User Name; Account Title; Account Type; Address; Social Security Number or Tax ID Number on Account (US residents only). From the account to be transferred to your Interactive Brokers account: Name of Bank/Brokerage Firm Currently Holding Your Account; Address; City/State/Zip; Name of Contact Person at Bank/Broker; Account Owner Name(s); Account Number. For partial transfers: Symbol, Description, Quantity, and ISIN number of each asset to be transferred.
Asian Asset Transfer	Summary and country of origin/exchange of each asset to transfer.