Hong Kong Futures Exchange and Regulatory Fees
Exchange Fees - Currencies: HKD, CNH, USD
| Product Group | Tier I |
|---|---|
| HHI | HKD 3.50 |
| HHI.HK Futures Options | HKD 3.50 |
| HSI Futures and Future Options, CHH, CES120 | HKD 10.00 |
| HBI Futures | HKD 5.00 |
| MHI Futures | HKD 3.50 |
| MCA | USD 0.50 |
| MHI Options | HKD 2.00 |
| MCH.HK Options | HKD 1.00 |
| MCH.HK Futures | HKD 2.00 |
| MID.HK Futures | USD 1.00 |
| MCS Mini Futures | CNH 1.60 |
| CNH Futures | CNH 8.00 |
| CNH Options | CNH 8.00 |
| GDU | USD 1.00 |
| GDR | CNH 6.00 |
| Stock Futures - All Not Listed Below | HKD 3.00 |
| Stock Futures - Tier 2 | HKD 1.00 2 |
| Stock Futures - Tier 3 | HKD 0.50 3 |
| MTW | USD 1.00 |
| MND | USD 1.00 |
| HSTECH Futures and Future Options | HKD 2.50 |
| HSTECH Options | HKD 2.50 |
Regulatory Fees
| Product Group | Tier I |
|---|---|
| HKD-denominated products | |
| HFI.HK, HHI, HSI, MCX | HKD 0.54 |
| CES120 | HKD 0.54 |
| HHI.HK Futures Options | HKD 0.54 |
| HSI Futures Options | HKD 0.54 |
| HSTECH Futures Options | HKD 0.54 |
| HSTECH Futures | HKD 0.54 |
| HSTECH Options | HKD 0.54 |
| MHI | HKD 0.10 |
| MCH.HK FUT | HKD 0.10 |
| MCH.HK OPT | HKD 0.54 |
| MID Futures | USD 0.07 |
| MTW | USD 0.07 |
| MND | USD 0.07 |
| MCA | USD 0.07 |
| HBI Futures | HKD 0.54 |
| Stock Futures | HKD 0.10 |
| GDU | USD 0.07 |
| GDR | CNH 0.50 |
| All (US customers only) | USD 0.01 1 |
Notes:
- In addition to any standard regulatory fee, US residents will also be charged the NFA assessment fee for executions on foreign exchanges. The fee rate is currently set at USD 0.01 and will be charged in the trading currency equivalent. This will result in a slight variation of regulatory costs per day as the currency rate fluctuates.
- Tier 2 stock futures are futures with the following underlyings: 1, 4, 66, 241, 267, 728, 762, 788, 857, 868, 883, 902, 914, 1088, 1171, 2015, 2238, 2269, 2388, 2600, 2628, 3968, 6060, 6862, 9626, 9868, 9888.
- Tier 3 stock futures are futures with the following underlyings: 3, 17, 23, 386, 939, 968, 1359, 1398, 1772, 1800, 1833, 1876, 1898, 1928, 2331, 3328, 3988.